Transition Associate

Role Description:

  • The Transition Associate will be responsible for assisting in on boarding new Advisor Teams and play a role in the training of new associates. This role will involve travel.

Responsibilities & Activities:

  • Become highly efficient using all programs relating to an associate’s role (Croesus, Compass, Net Rep, etc)
  • Be an expert on the account opening process and maintenance.
  • Act as a general resource person concerning the firm’s products, procedures and policies.
  • Train incoming associates on proper account opening procedures, asset transfer, and follow up.
  • Have a good understanding of fee based programs.
  • Responsible for pre-defined follow-up on account opening,transfer initiation, etc.
  • Preparation of client account opening packages and data input.
  • Performs other duties as assigned.

Educational & Industry Requirements:

  • Bachelor’s degree or diploma in business administration,accounting, finance, or similar field of study is preferred.
  • Minimum of one year of industry experience, preferably in an administrative or operational capacity.

Knowledge, Skills, & Abilities:

  • Excellent interpersonal skills
  • Excellent communication skills
  • Reliable, consistent work ethic
  • Ability to quickly adapt to changing needs
  • Excellent attitude and committed to providing extraordinary service.
  • Salary is commensurate with experience.

Note: There are 3 positions open for this role.

To apply, please email your resume to